Securities and futures regulations sixth schedule xqdtdsl

Securities and futures regulations sixth schedule

28.01.2021

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Form 30 – Notice of Commencement Lodged Pursuant to Paragraph 3(4)(c) and/or 3A(4)(c) of the Second Schedule to the Regulations by Persons Exempted from Holding a Capital Markets Services Licence to Carry on Business in Capital Markets Products that are Futures Contracts and/or Over-the-Counter Derivatives Contracts under Paragraph 3(1)(d) and/or 3A(1)(d) of the Second Schedule to the Regulations Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2005 In exercise of the powers conferred by sections 240, 240A, 243, 249, 251, 262, 272A, 272B, 277, 280, 318, 337, 339, 341 and 343 of the Securities and Futures Act (as amended by the Securities and Futures (Amendment) Act 2005 (Act 1 of 2005)), the Monetary Authority of Singapore hereby makes the following Regulations: SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) REGULATIONS 2005 ARRANGEMENT OF REGULATIONS PART I PRELIMINARY Regulation 1. Citation and commencement SIXTH SCHEDULE Modified provisions for restricted schemes These Regulations are the Securities and Futures (Capital Markets Products) Regulations 2018 and come into operation on 9 July 2018. CISNet is an online notification system that allows fund managers or their appointed agents to notify the MAS of their intention to offer collective investment schemes (otherwise known as "restricted schemes") to accredited investors and other investors under section 305 of the Securities and Futures Act and the 6th Schedule of the Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations. Sixth Schedule - 1 - SIXTH SCHEDULE SECURITIES BORROWING AND LENDING REGULATIONS (“REGULATIONS”) (1) In these Regulations, unless the context otherwise requires:- “Collector” has the same meaning as in section 2(1) of the Stamp Duty Ordinance; “Hong Kong stock” has the same meaning as in section 2(1) of the Stamp Duty Ordinance; and The disclosures contained herein are made pursuant to the Sixth Schedule of the Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005, as amended from time to time. THIS DOCUMENT IS FOR INVESTORS IN SINGAPORE ONLY

SIXTH SCHEDULE : SECURITIES BORROWING AND LENDING STOCK FUTURES HEDGING SHORT SELLING, STRUCTURED PRODUCT HEDGING SHORT SELLING AND OPTIONS HEDGING SHORT SELLING REGULATIONS.

Part II of the SFA and the Securities and Futures (Markets) Regulations Principles of Securities Regulation”. 2 FOURTH SCHEDULE Specified Provisions. 26 Jul 2019 Commodity Futures Trading Commission and Securities and Exchange Commission. are proposing amendments to regulations that establish minimum customer margin DATES: Comments should be received on or before August 26, 2019. Fourth, they must be, and remain consistent with, the margin

The CAREC First Capital Market Regulator’s Forum, organized by SECP from 29 to 30 August, provides a platform for development leaders and industry experts to discuss solutions to global challenges faced by capital market regulators for better capital markets development in the CAREC region, which include the use of technology.

The disclosures contained herein are made pursuant to the Sixth Schedule of the Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005, as amended from time to time. THIS DOCUMENT IS FOR INVESTORS IN SINGAPORE ONLY of the Securities and Futures Ordinance (No. 5 of 2002). 2. Interpretation In these Rules, unless the context otherwise requires – “futures contract” (듁덦Ꙙ곹) means a futures contract specified in column 2 of Schedule 1; “stock options contract” (꫑늼듁앶Ꙙ곹) means a stock options contract specified in column 2 of Schedule 2;

Securities and Futures Ordinance Part XV - Disclosure of Interests; Account Opening; Anti-money laundering and counter-terrorist financing; Suitability requirement; Principles of responsible ownership Gazette notices; Search regulations by topic; To find out more about purchasing printed copies of the codes and guidelines in person, please click here.

15 Jan 2016 corporation under the Securities and Futures Ordinance. (Cap. the First Schedule and Schedule 8 to, the Stamp Duty. Ordinance (Cap. primary regulator responsible for the registration and regulation of OFCs. The CR will (c ) amend the Second and the Fourth Schedules, and Schedule 8. (Amended

Sixth Schedule - 1 - SIXTH SCHEDULE SECURITIES BORROWING AND LENDING REGULATIONS (“REGULATIONS”) (1) In these Regulations, unless the context otherwise requires:- “Collector” has the same meaning as in section 2(1) of the Stamp Duty Ordinance; “Hong Kong stock” has the same meaning as in section 2(1) of the Stamp Duty Ordinance; and The disclosures contained herein are made pursuant to the Sixth Schedule of the Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2005, as amended from time to time. THIS DOCUMENT IS FOR INVESTORS IN SINGAPORE ONLY of the Securities and Futures Ordinance (No. 5 of 2002). 2. Interpretation In these Rules, unless the context otherwise requires – “futures contract” (듁덦Ꙙ곹) means a futures contract specified in column 2 of Schedule 1; “stock options contract” (꫑늼듁앶Ꙙ곹) means a stock options contract specified in column 2 of Schedule 2;

Securities and futures regulations sixth schedule

SIXTH SCHEDULE : SECURITIES BORROWING AND LENDING STOCK FUTURES HEDGING SHORT SELLING, STRUCTURED PRODUCT HEDGING SHORT SELLING AND OPTIONS HEDGING SHORT SELLING REGULATIONS.

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